Our thinking

Market Abuse: FCA to Target a Wider Range of Firms for Surveillance Failures

Carlin Sewell 16/05/2023 Carlin Sewell 16/05/2023

Market Abuse: FCA to Target a Wider Range of Firms for Surveillance Failures

It all begins with an idea.

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Discussion Paper on Improving the SM&CR

Carlin Sewell 12/05/2023 Carlin Sewell 12/05/2023

Discussion Paper on Improving the SM&CR

It all begins with an idea.

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UK Updates to the Regulation of Cryptoassets

Carlin Sewell 09/05/2023 Carlin Sewell 09/05/2023

UK Updates to the Regulation of Cryptoassets

It all begins with an idea.

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Updated Regulatory Plans Show Increased Consumer Protections and Accountability for the Financial Services Sector

Carlin Sewell 01/05/2023 Carlin Sewell 01/05/2023

Updated Regulatory Plans Show Increased Consumer Protections and Accountability for the Financial Services Sector

It all begins with an idea.

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Khepri's A to Z: Q, R and S - Buy and Sell-Side Compliance

Carlin Sewell 21/03/2023 Carlin Sewell 21/03/2023

Khepri's A to Z: Q, R and S - Buy and Sell-Side Compliance

It all begins with an idea.

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