Compliance Consulting
Minimising risk whilst helping you grow.
Your
JOURNEY
Our compliance consulting service partners with businesses on both the buy- and sell-side, looking for project-based or outsourced support.
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FCA application
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Compliance infrastructure development
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Regulatory reporting
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Compliance monitoring
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Compliance advice
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Board reporting
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Regulatory or business change implementation
“The team understands complex transactions and is willing to work with us and to operate in tight timelines to get things over the line.”
Learn more about our services
FCA Applications
We have deep expertise helping small and large businesses apply to the FCA for permission to conduct regulated activities. You can choose the level of support you require, from a full service offering to ad-hoc advice and guidance. We cover all types of investment businesses.
Outsourced Compliance Function
We can act as a replacement or an extension to your internal compliance function. We operate a menu of different options which includes our specialist compliance professionals executing your compliance monitoring programme and providing ad-hoc compliance advice.
Regulatory Change
We help our clients implement new regulations through a combination of providing template policies, training, procedure and control frameworks, advisory support, and project management services. You can keep track of regulatory news by following our LinkedIn page or by clicking here.
Compliance Advisory
Our compliance advisory team will cut through regulatory jargon and give you robust but practical and proportion advice that will assist your business meet FCA expectations. You can read our Compliance A to Z here.
Anti-Money Laundering (AML) Compliance Services
We offer a fully managed service offering to help UK regulated businesses complete customer due diligence and manage their overall financial crime risk. Our specialist financial crime team can also provide MLRO advisory support. You can learn more about our offering here.
CONTACT
